Peter James Mougey

FINRA 22-00385

Sara Santiago v. Santander Securities, LLC

MC-2022-40

12 de mayo de 2022

Michael C. Bixby

FINRA 22-00385

Sara Santiago v. Santander Securities, LLC

MC-2022-39

12 de mayo de 2022

John Wesley Holston

FINRA 15-03100

María T. Medina de Aguayo and Maribel T. Aguallo Medina v. UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico,

MC-2022-36

3 de mayo de 2022

Joshua Arnold Katz

FINRA 18-00339

Carlos Dávila Vélez, as Court -Appointed Guardian for María Elena Jiménez de Torres v. UBS Financial Services, Inc. and Popular Securities, LLC

MC-2022-35

3 de mayo de 2022

James Damian Sallah

FINRA 18-00339

Carlos Dávila Vélez, as Court -Appointed Guardian for María Elena Jiménez de Torres v. UBS Financial Services, Inc. and Popular Securities, LLC

MC-2022-34

3 de mayo de 2022

Christopher Douglas Seps

FINRA 20-0025

Rafaela Nieves Pérez y Santiago-Valcárcel v. Popular Securities, LLC

MC-2022-25

3 de mayo de 2022

Francis C. Healy

FINRA 18-02709

Héctor M. Nevares v. UBS Financial Services, Incorporated of Puerto Rico

MC-2022-32

13 de abril de 2022

Lance William Waters

FINRA 22-00056

Yolanda Santiago Ayala v.  UBS Financial Services, Inc.

MC-2022-26

5 de abril de 2022

Robert J. Dressel

FINRA 18-02709

Héctor M. Nevares v. UBS Financial Services Incorporated of Puerto Rico

MC-2022-24

24 de marzo de 2022

Sara Soto

FINRA 15-03100

Maria T. Medina de Aguayo and Maribel T. Aguayo Medina v. UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico

MC-2022-23

23 de marzo de 2022

Mark Andrew Boyle

ARBITRAJE PRIVADO

McCormack Baron Salazar, Inc. and Las Gladiolas, LLC v. MAPFRE Praico Insurance Company

MC-2021-21

23 de marzo de 2022

Gregory Len Evans

ARBITRAJE PRIVADO

McCormack Baron Salazar, Inc. and Las Gladiolas, LLC v. MAPFRE Praico Insurance Company

MC-2022-20

23 de marzo de 2022

Christopher Emmanuel Duff

SJ2022CV01116

Ocean Capital, LLC v. Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. (anteriormente, Puerto Rico Fixed Income Fund, Inc.)

MC-2022-19

23 de marzo de 2022

SJ2022CV01117

Ocean Capital, LLC v. Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc. (anteriormente, Puerto Rico Fixed Income Fund, Inc.)

SJ2022CV01118

Ocean Capital, LLC v. Tax-Free Fixed Income Fund VI for Puerto Rico Residents, Inc. (anteriormente Puerto Rico Fixed Income Fund, Inc.)

Dora Paula Georgescu

SJ2022CV01116

Ocean Capital, LLC v. Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. (anteriormente, Puerto Rico Fixed Income Fund, Inc.)

MC-2022-18

23 de marzo de 2022

SJ2022CV01117

Ocean Capital, LLC v. Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc. (anteriormente, Puerto Rico Fixed Income Fund, Inc.)

SJ2022CV01118

Ocean Capital, LLC v. Tax-Free Fixed Income Fund VI for Puerto Rico Residents, Inc. (anteriormente Puerto Rico Fixed Income Fund, Inc.)

Peter James Mougey

FINRA 19-00956

Nelson Menda, Brenda Menda, Me Salvé, Inc., Me Salvé Isabela, Inc., Me Salvé Río Piedras, Inc., NS Holding Co LLP, and Retail Exchange LLC v. UBS PR,

MC-2022-14

7 de marzo de 2022

FINRA 21-02228

Ana Julia Montañez v. UBS Financial Services, Inc.,

FINRA 21-02123

Desiree Reyes Rodríguez and Brunilda Rodríguez v. UBS Financial Services, Inc.,

FINRA 22-00056

Yolanda Santiago Ayala v. UBS Financial Services,

Page Anderson Poerschke

FINRA 19-00956

MENDA, (Nelson and Brenda) and ME SALVE INC., ME SALVE ISABELA INC., ME SALVE RIO PIEDRAS INC., NS HOLDING CO LLP, AND RETAIL EXCHANGE LLC v. UBS PR

MC-2022-13

1 de marzo de 2022

James Ormerod Heyworth

FINRA 18-03636

Inmobiliaria San Alberto, Inc., Doctors Center Hospital, Doctors Center Hospital Arecibo, Doctors Center Hospital Bayamón, Inc., Fideicomiso Blanco Bou v. Santander Securities LLC v. Fideicomiso Blanco Bou

MC-2022-15

22 de febrero de 2022

Francesca Eva Brody

FINRA 18-03636

Inmobiliaria San Alberto, Inc., Doctors Center Hospital, Doctors Center Hospital Arecibo, Doctors Center Hospital Bayamón, Inc., Fideicomiso Blanco Bou v. Santander Securities LLC v. Fideicomiso Blanco Bou,

MC-2022-12

22 de febrero de 2022

Nicholas Primer Crowell

FINRA 18-03636

Inmobiliaria San Alberto, Inc., Doctors Center Hospital, Doctors Center Hospital Arecibo, Doctors Center Hospital Bayamón, Inc., Fideicomiso Blanco Bou v. Santander Securities LLC v. Fideicomiso Blanco Bou

MC-2022-11

22 de febrero de 2022

Deborah Rachel Sands

FINRA 18-03636

Inmobiliaria San Alberto, Inc., Doctors Center Hospital, Doctors Center Hospital Arecibo, Doctors Center Hospital Bayamón, Inc., Fideicomiso Blanco Bou v. Santander Securities LLC v. Fideicomiso Blanco Bou

MC-2022-10

22 de febrero de 2022

Michael Carl Bixby

FINRA 19-00956

Nelson Menda and Brenda Menda, Me Salve Inc., Me Salve Isabela Inc., Me Salve Rio Piedras Inc., NS Holding Co LLP, and Retail Exchange LLC v. UBS Financial Services, Inc.

MC-2022-9

14 de febrero de 2022

FINRA  21-02228

Ana Julia Montanez v. UBS Financial Services, Inc.

FINRA 21-02123

Desiree Reyes Rodríguez and Brunilda Rodríguez v. UBS Financial Services, Inc.

FINRA  22-00056

Yolanda Santiango Ayala v. UBS Financial Services, Inc.

Richard Jon Davis

FINRA 21-02228

Ana Julia Montanez v. UBS Financial Services, Inc. 

MC-2022-8

14 de febrero de 2022

FINRA 21-02634

Jorge Bonilla Davila v. UBS Financial Services, Inc.

Brad Eric Konstandt

FINRA 21-00804

Mayagüez Economic Development, Inc. v. UnionBanc Investment Services, LLC and LPL Financial LLC

MC-2022-2

19 de enero de 2022