Admisiones por Cortesía del Tribunal Supremo 2020
Meses
Diciembre
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
| Richard Jon. Davis | FINRA 19-01385 | Marcos A. Medina Ocasio, et al. v. UBS Financial Services, Inc. | MC-2020-136 | 22 de diciembre de 2020 |
| FINRA 18-01069 | The Beneficiaries of the Estate of Jaime López-Molina Franco v. UBS Financial Services, Inc. | |||
| Heidi Elizabeth VonderHeide | FINRA 18-01786 | Belinda Rodríguez Ortiz v. Popular Securities, LLC | MC-2020-132 | 18 de diciembre de 2020 |
| Linda J. Singer | SJ-2019-CV-13090 | Government of Puerto Rico v. Walgreens Boots Alliance, INC., Walgreens CO., Walgreens of Puerto Rico, Inc. | MC-2020-66 | 22 de octubre de 2020 |
|
Kayla Allison Feld |
SJ2020CV01505 |
Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, et al. |
14 de diciembre de 2020 |
|
|
Jonathan J. Brennan |
FINRA 19-02148 |
Bartolomei Morell v. UBS Financial Services, Inc. |
8 de diciembre de 2020 |
|
|
FINRA 19-02942 |
Edna M. Angeli v. UBS Financial Services, Inc. |
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FINRA 19-00191 |
Axel A. Padilla Vélez, et al., v. UBS Financial Services, Inc. |
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|
FINRA 19-02942 |
Julio C. Hernández Sánchez, et al., v. UBS Financial Services, Inc., et al. |
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|
Kathryn Roe Eldridge |
FINRA 18-04213 |
Raquel Pagán Iriarte v. UBS Financial Services, Inc. |
8 de diciembre de 2020 |
|
|
FINRA 19-01340 |
Antonio Suárez Pagani, et al. v. UBS Financial Services, Inc., et al. |
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FINRA 19-01480 |
María Rivera Sánchez, et al. v. UBS Financial Services, Inc. |
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FINRA 19-01573 |
Ernesto Rodríguez Font v. UBS Financial Services, Inc. |
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FINRA 19-01722 |
David Cimino Scribner v. UBS Financial Services, Inc. |
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FINRA 19-03206 |
Estate of Gumersindo Rodríguez, et al. v. UBS Financial Services, Inc. |
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|
FINRA 19-03412 |
Estates of Hilda Ifarraguerri Colón, et al. v. UBS Financial Services, Inc. |
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FINRA 19-03411 |
Edna Rozas v. UBS Financial Services, Inc. |
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|
FINRA19-03697 |
María Carvajal Zarabozo v. UBS Financial Services, Inc. |
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|
FINRA 20-00170 |
Rosa J. Diez Macias, et als. v. UBS Financial Services, Inc. |
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|
William Scott Greco |
FINRA 19-00848 |
Luis R. Mellado González, et al. v. Santander Securities LLC. |
8 de diciembre de 2020 |
Noviembre
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
|
Lawrence E. Fenster |
FINRA 17-02669 |
Ginoris De Jesús Golderos, as Trustee of the De Jesús Golderos Trust, and José De Jesús Toro, as beneficiary of the De Jesús Golderos Trust v. UBS Financial Services, Inc. |
17 de noviembre de 2020 |
|
|
Molli Aliimau Tavita Masaniai |
FINRA 19-00970 |
Ismael Morales, Isabel Mauras as tenants in common v. UBS Financial Services, Inc. |
17 de noviembre de 2020 |
|
|
FINRA 19-00785 |
Digna Figueroa v. UBS Financial Services, Inc. |
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|
FINRA 18-03315 |
Reinaldo Robles Rivera, María del Valle, comm prop., Reinaldo Robles Rivera and Reinaldo Robles del Valle, tenants in common, and Reinaldo Robles del Valle, individually v. UBS Financial Services, Inc. |
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|
FINRA 18-04296 |
María José Domínguez Hocking v. UBS Financial Services, Inc. |
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|
David Scott Mader |
SJ2020CV01505 |
Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Incorporated, et al. |
12 de noviembre de 2020 |
|
|
Peter James Mougey |
FINRA 20-02382 |
Julio M. Matías v. UBS Financial Services, Inc. |
4 de noviembre de 2020 |
|
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FINRA 20-02520 |
Julio C. Hernández Sanchez et als, v. UBS Financial Services, Inc. et als. |
|||
|
FINRA 20-02748 |
Ana M. Gonzalez Rivera et al. v. UBS Financial Services, Inc. |
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FINRA 20-02754 |
Caribe Capital Corp. v. UBS Financial Services, Inc. |
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FINRA 20-02814 |
María E. Narváez Rivera et al. v. UBS Financial Services, Inc. |
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|
Michael Carl Bixby |
FINRA 20-02382 |
Julio M. Matías v. UBS Financial Services, Inc. |
4 de noviembre de 2020 |
|
|
FINRA 20-02520 |
Julio C. Hernández et als. v. UBS Financial Services,_Inc. et als. |
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|
FINRA 20-02748 |
Anna Y. Rivera et al. v. UBS Financial Services, Inc. |
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|
FINRA 20-02754 |
Caribe Capital Corp. v. UBS Financial Services, Inc. |
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FINRA 20-02814 |
María E. Narváez Rivera et al. v. UBS Financial Services, Inc. |
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|
Matthew Scotto Edinger |
FINRA 19-02311 |
Carmen L. Vega de Figueroa v. UBS Financial Services, Inc. |
4 de noviembre de 2020 |
|
|
FINRA 19-02497 |
Ofelia Oliveras Vázquez v. UBS Financial Services, Inc. |
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|
FINRA 19-02535 |
Asociación de Condómines Condominio San Alberto v. UBS Financial Services, Inc |
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|
FINRA 19-02181 |
Guillermo Martínez López et al. v. UBS Financial Services of Puerto Rico et al |
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|
William Preston Martin |
FINRA 19-01566 |
Francisco Pérez Giménez and Lilliana Fortuno Brown as Tenants in common v. Merrill Lynch, Pierce, Fenner & Smith, Inc. |
4 de noviembre de 2020 |
Octubre
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
|
Stefan Matthias Apotheker |
FINRA 19-01387 |
Alfredo Cáceres and Luis Angel Cáceres v. Oriental Financial Services Corp. |
30 de octubre de 2020 |
|
|
David Ira Ackerman |
SJ2019CV13090 |
Government of Puerto Rico v. Walgreens Boots Alliance, INC, Walgreens CO., Walgreens of Puerto Rico, Inc. |
30 de octubre de 2020 |
|
|
Jorge Mentor Altamirano |
FINRA 19-01246 |
Marcos López Vázquez v. UBSFinancia1 Services Incorporated of Puerto Rico |
28 de octubre de 2020 |
|
|
FINRA 18-00805 |
Servicios Funerarios Católicos, Inc. v. Santander Securities, LLC |
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|
FINRA 18-02280 |
Cooperativa de Ahorro y Crédito Caribe Coop. v. UBS Financial Services Incorporated of Puerto Rico |
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|
FINRA 20-00675 |
Alma N. Babiloni Feliciano v. UBS Financial Services Incorporated of Puerto Rico |
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|
Jonathan Edward Pickhardt |
SJ2020CV1505 |
Ambac Assurance Corporation v. Merrill_Lynch, Pierce, Fenner & Smith Incorporated, et als. |
28 de octubre de 2020 |
|
|
Andrew Thomas Mount |
FINRA 18-02250 |
Oscar R. Antommattei, individually and as Tenant in Common with Carmen S. Pérez Rodríguez v. UBS Financial Services, Inc. |
28 de octubre de 2020 |
|
|
Jeffrey L. Raizner |
SJ2019CV09745 |
Consejo de Titulares del Condominio Pavillion Court v. One Alliance Insurance Corporation |
28 de octubre de 2020 |
|
|
Peter G. Neiman |
SJ2020CV01505 |
Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Inc.; Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, formerly known as J.P. Morgan Securities, Inc.; Morgan Stanley & Co., LLC; Samuel A. Ramírez & Co., Inc; Raymond James & Associates, Inc.; and UBS Financial Services,_Inc. |
21 de octubre de 2020 |
|
|
Ross E. Firsenbaum |
SJ2020CV01505 |
Ambac Assurance Corporation v. Merrill Lynch, Pierce, Fenner & Smith Inc.; Citigroup Global Markets Inc.; Goldman Sachs & Co. LLC; J.P. Morgan Securities LLC, formerly known as J.P. Morgan Securities, Inc.; Morgan Stanley & Co., LLC; Samuel A. Ramírez & Co., Inc; Raymond James & Associates, Inc.; and UBS Financial Services,_Inc. |
21 de octubre de 2020 |
|
|
John Robinson Alford, Jr. |
FINRA 19-00707 |
María de los Ángeles Arraiza Puig, and The Estate of Pedro E. Puig v. UBS Financial Services Inc., UBE Financial Services Incorporated of Puerto Rico |
21 de octubre de 2020 |
|
|
FINRA 19-01150 |
Gloria M. Laguna, individually and as tenant in_common with Ismael F. Eschecgary Delgado v. UBS Financial Services Inc. |
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|
FINRA 19-01527 |
Rigoberto Mediavilla, individually and Francisco Toste and Nitza M. Toste, as tenants in common v. UBS Financial Services Inc. |
|||
|
FINRA 19-15653 |
Yamila Andjujar López v. UBS Financial Services Inc. |
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|
FINRA 19-01724 |
Rainerio Miranda Meléndez for his IRA v. UBS Financial Services Inc. |
|||
|
FINRA 19-01747 |
Ángel Ortiz Rosa v. UBS Financial Services Inc. |
|||
|
FINRA 19-02121 |
Irma de la Cruz v. UBS Financial Services Inc. |
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|
Jacob H. Zamansky |
FINRA 18-04162 |
Cooperativa de Ahorro y Crédito Autoridad Energía Eléctrica v. Oriental Financial Service |
21 de octubre de 2020 |
|
|
FINRA 18-04163 |
Cooperativa de Ahorro y Crédito de Aguas Buenas v. UBS Financial Services Incorporated of Puerto Rico |
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|
FINRA 18-04402 |
Cooperativa de Ahorro y Crédito de Saulo D. Rodríguez Gurabo v. UBS Financial Services Incorporated of Puerto Rico |
|||
|
FINRA 19-00071 |
Cooperativa de Ahorro Crédito de Oficiales de Custodia de PR v. UBS Financial Services Incorporated of Puerto Rico |
|||
|
FINRA 19-00070 |
Cooperativa de Ahorro y Crédito Padre MacDonald v. UBS Financial Services Incorporated of Puerto Rico |
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|
FINRA 20-00488 |
Cooperativa de Ahorro y Crédito Hormigueros Julio Oscar v. UBS Financial Services Incorporated of Puerto Rico |
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|
Richard Jon Davis |
FINRA 19-01469 |
Carlos A. Rivera Hernández, individually and for his IRA v. UBS Financial_Services Inc. |
21 de octubre de 2020 |
|
|
FINRA 19-01515 |
Felipe A. Colón Muñoz, Graciela Ojeda de Colón, as tenants in common v. UBS Financial Services Inc. |
|||
|
FINRA 19-01896 |
Cooperativa de Ahorro y Crédito de Las Piedras v. UBS Financial Services Incorporated of Puerto Rico |
|||
|
FINRA 19-01947 |
Eduardo L. Caban Garces v. UBS Financial Services Incorporated of Puerto Rico |
|||
|
FINRA 19-02080 |
Jose A. Cerpa Pimentel, Juanita López Rivera v. UBS Financial Services Inc. |
|||
|
FINRA 19-02120 |
María Zeno v. UBS Financial Services Inc. |
|||
|
FINRA 19-02127 |
Alfredo Jose Cristy Font v. UBS Financial Services Inc. |
|||
|
FINRA 19-02170 |
Rafael Hernández Mayoral, as heir to The Estate of Rafael Hernández Colón; José A. Hernández Mayoral, as heir to The Estate of Rafael Hernández Colón; Dora H. Hernández Mayoral, as heir to The Estate of Rafael Hernández Colón; Juan E. Hernández Mayoral, as heir to The Estate of Rafael Hernández Colón; Nelsa López Colón, as heir to The Estate of Rafael Hernández Colón v. UBS Financial Services Inc., UBS Trust Co. of Puerto Rico |
|||
|
FINRA 19-02383 |
Unión de Carpinteros de Puerto Rico Inc. v. UBS Financial Services Inc. |
|||
|
FINRA 19-02769 |
Fideicomiso Vélez -Cruz, The Estate of Pablo Vélez Roldan, Abigail Cruz Collazo v. UBS Financial Services Inc. |
|||
|
FINRA 19-03095 |
The Estate of Ángel González -Viana v. UBS Financial Services Incorporated of Puerto Rico, UBS Financial Services Inc. |
|||
|
Shruti Jaishankar |
FINRA 19-03412 |
Estate of Hilda Ifarraguerri Colón, represented by its executrix, Edna Rozas Nera v. UBS Financial Services_Inc. |
21 de octubre de 2020 |
|
|
FINRA 19-03411 |
Edna Rozas v. UBS Financial Services Inc. |
|||
|
FINRA 20-01932 |
Eduardo Bhatia v. UBS Financial Services Inc. |
|||
| Matthew Scott Edinger | FINRA 19-03380 | Rosa M. Lamas Martínez v. UBS Financial Services, Inc. | MC-2020-101 | 19 de octubre de 2020 |
| FINRA 19-02536 | Gloria Robison-Guarch v. UBS Financial Services, Inc. | |||
| Jennifer Marie Moore | FINRA 18-03640 | Felipe Benedit Bueno, Janette Lindenmann, et al. v. UBS Financial Services, Inc., et al. | MC-2020-96 | 19 de octubre de 2020 |
| Todd Panciera, Jr. | FINRA 19-02931 | Orlando S. Fernández Lugo Combined Pension Plan v. UBS Financial Services of Puerto Rico, et al. | MC-2020-95 | 19 de octubre de 2020 |
| FINRA 19-01950 | Jorge A. Ramos v. UBS Financial Services, Inc. | |||
| FINRA 20-00084 | Miguel A. Morales v. UBS Financial Services, Inc., and Popular Securites, LLC | |||
| FINRA 19-01540 | Opera, LLC, (f/k/a Pedro Cid Martínez and Rafaela Fernández, Comm Prop) v. UBS Financial Services, Inc. | |||
| Peter Sean Fruin | FINRA 19-02641 | Eduardo Emanuelli Fonalledas and Nell Curtis v. UBS Financial Services, Inc. & UBS Financial Services Incorporated of Puerto Rico | MC-2020-94 | 19 de octubre de 2020 |
| Richard Jon Davis | FINRA 18-04097 | Josefina Maristany-Olsen, et al. v. UBS Financial Services, Inc. | MC-2020-91 | 19 de octubre de 2020 |
| FINRA 18-04208 | Elsie Suarez Cruz v. UBS Financial Services, Inc. | |||
| FINRA 19-00694 | René Moscoso, et al. v. UBS Financial Services, Inc. | |||
| FINRA 19-01503 | Domingo Rodríguez Ramírez v. UBS Financial Services, Inc. | |||
| FINRA 19-01540 | Opera, LLC, (f/k/a Pedro Cid Martínez and Rafaela Fernández, Comm Prop) v. UBS Financial Services, Inc. | |||
| FINRA 19-01713 | Clara M. Sánchez for the IRA and as Tenants in Common with Nynorsha Lugo v. UBS Financial Services, Inc. | |||
| FINRA 19-02451 | Alberto Toro Suarez v. UBS Financial Services, Inc. | |||
| FINRA 19-02641 | Eduardo Emanuelli Fonalledas and Nell Curtis v. UBS Financial Services, Inc. | |||
| FINRA 19-3207 | Laura E. Saavedra, individually and for her Special Accounts v. UBS Financial Services, Inc. | |||
| FINRA 20-00146 | Antonio Fernández Carrera v. UBS Financial Services, Inc. | |||
| FINRA 19-01324 | José A. Lugo et al. v. UBS Financial Services Inc. | |||
| Peter Sean Fruin | FINRA 19-01324 | José A. Lugo, Individually, and as Beneficiary of Fideicomiso Lugo Rivera, Del Oeste Incorporated, as Trustee of Fideicomiso Lugo Rivera, and Jal Outlet Incorporated, v. UBS Financial Services, Inc. | MC-2020-80 | 19 de octubre de 2020 |
| FINRA 18-03640 | Felipe Benedit Bueno, Janette Lindemann, and Benedit Holdings, Co. v. Popular Securities, LLC, UBS Financial Services Inc., and Santander Securities, LLC. | |||
| Robert Michael Horkovich | SJ2020CV03316 (807) | BDO Puerto Rico, PSC v. Chubb Insurance Company of Puerto Rico | MC-2020-89 | 5 de octubre de 2020 |
Septiembre
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
| William Preston Martin |
FINRA 19-00945 | Héctor González Ramírez and Carmen A. Juarbe, Ten Com v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-88 | 25 de septiembre de 2020 |
| Diana Shafter Gliedman | SJ2020CV03316 | BDO Puerto Rico, PSC v. Chubb Insurance Company of Puerto Rico | MC-2020-82 | 18 de septiembre de 2020 |
| Ana María Cristina Pérez Soto | SJ2019CV09920 | Patheon of Puerto Rico, Inc., et al v. Integrand Assurance Company | MC-2020-77 | 18 de septiembre de 2020 |
| SJ2019CV05526 | Comisionado de Seguros de Puerto Rico v. Integrand Assurance Company | |||
| Kimberly J. Gustafson | FINRA 20-01569 | Telesforo Díaz Santiago v. Morgan Stanley Smith Barney, LLC | MC-2020-71 | 18 de septiembre de 2020 |
| Kimberly J. Gustafson | FINRA 19-02923 | Jaime Agrait Lladó, et al. v. Morgan Stanley & Co. LLC, eL al. | MC-2020-70 | 18 de septiembre de 2020 |
| Keith Olin | FINRA 19-01222 | Salvador Soltero and Gloria Ary Fernández v. Merrill Lynch, Pierce, Fenner & Smith Inc. | MC-2020-85 | 15 de septiembre de 2020 |
| Kathryn Burfitt Rockwood | FINRA 20-00854 | Cooperativa de A/C Empleados Gerenciales AEE v. Merrill Lynch, Pierce, Fenner & Smith Inc. | MC-2020-84 | 15 de septiembre de 2020 |
| FINRA 20-01774 | The Estate of Lester Toro-Lucchetti & Sylvia C. Toro v. Merrill Lynch, Pierce, Fenner & Smith Inc. | |||
| Keith Olin | FINRA 19-01966 | Walter M. Pedreira and Annette Pérez -Ramos v. Merrill Lynch, Pierce, Fenner & Smith Inc. | MC-2020-83 | 15 de septiembre de 2020 |
Agosto
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
| Tanya Sabrina Lambrechts | FINRA 20-00816 | Nelson Menda v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-79 | 28 de agosto de 2020 |
| FINRA 17-02223 | Rubén Díaz Rodríguez y Rosa Torres Rosado v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| Michael Carl Bixby | FINRA 20-00603 | Cristina Collazo Collazo v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-73 | 28 de agosto de 2020 |
| FINRA 20-01629 | Enrique N. Loubriel Umpierre v. Oriental Financial Services, LLC | |||
| FINRA 20-01627 | Julio H. Márquez Pagán y Rita Colón Morales v. UBS Financial Services, Inc. | |||
| FINRA 20-01853 | Rafael Sánchez Guerra v. Santander Securities, LLC | |||
| FINRA 20-01854 | Julio Escobar y Reynol P. Torano v. Santander Securities, LLC | |||
| FINRA 20-01932 | Eduardo Bhatia v. UBS Financial Services, Inc. | |||
| Peter James Mougey | FINRA 20-00603 | Cristina Collazo Collazo v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-72 | 28 de agosto de 2020 |
| FINRA 20-01629 | Enrique M. Loubriel Umpierre v. Oriental Financial Services, LLC | |||
| FINRA 20-01627 | Julio H. Márquez Pagán y Rita Colón Morales v. UBS Financial Services, Inc. | |||
| FINRA 20-01853 | Rafael Sánchez Guerra v. Santander Securities, LLC | |||
| FINRA 20-01854 | Julio Escobar y Reynol P. Torano v. Santander Securities, LLC | |||
| FINRA 20-01932 | Eduardo Bhatia v. UBS Financial Services, Inc. | |||
| Viviana Aldous | FINRA 19-02772 | Rafael Dueno et als. v. UBS Financial Services, Inc. | MC-2020-75 | 25 de agosto de 2020 |
| Edward Golmes Gleen, Jr. | FINRA 20-00673 | Cooperativa de Ahorro y Crédito Cristóbal Rodríguez v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-74 | 25 de agosto de 2020 |
| FINRA 20-00686 | Cooperativa de Ahorro y Crédito de Naguabo v. Santander Securities LLC | |||
| FINRA 20-00761 | Cooperativa de Ahorro y Crédito de Familiar Progresista v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| FINRA 20-00762 | Cooperativa de Ahorro y Crédito de Familiar Progresista v. UBS Financial Services Incorporated of Puerto Rico, | |||
| FINRA 20-00855 | Cooperativa de Ahorro y Crédito Empleados Gerenciales AEE v. Oriental Financial Services Corp. | |||
| FINRA 20-00854 | Cooperativa de Ahorro y Crédito Empleados Gerenciales AEE v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| FINRA 20-00853 | Cooperativa de Ahorro y Crédito Empleados Gerenciales AEE v. UBS Financial Services Incorporated of Puerto Rico | |||
| FINRA NÚM. 20-01009 | Cooperativa de Ahorro y Crédito Jayuya v. Wells Fargo Clearing Services LLC, | |||
| Keith Olin | FINRA NÚM. 20-00816 | Nelson Menda v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-68 | 25 de agosto de 2020 |
| FINRA NÚM. 17-02233 | Rubén Díaz Rodríguez et als. v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| FINRA NÚM. 19-01965 | The Estate of Virginia Ramos de Pérez v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| Wesley Andrew Butensky | FINRA NÚM. 19-00945 | Héctor González Ramírez et als. v. Merrill Lynch, Pierce, Fenner & Smith, Inc., | MC-2020-78 | 24 de agosto de 2020 |
| FINRA NÚM. 19-02101 | Mariana Martínez Mattei v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| FINRA NÚM. 18-03444 | Ángel M. Rivera Pagola et als. v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| William B. Young, Jr. | FINRA NÚM. 20-00149 | Aurea Marín Vilar v. Santander Securities, LLC. | MC-2020-64 | 10 de agosto de 2020 |
| FINRA NÚM. 19-02954 | Abigail Carrión Dorta v. Santander Securities, LLC. | |||
| FINRA NÚM. 19-02686 | Marta Baez Piñeiro v. Santander Securities, LLC. | |||
| FINRA NÚM. 20-00097 | Ángel Vicente León v. Santander Securities, LLC. | |||
| FINRA NÚM. 19-01593 | José E. Bisbal Amadeo v. Santander Securities, LLC. | |||
| FINRA NÚM. 19-02812 | Carlos R. Santana Lugo & Amalia Colón de Santana v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| FINRA NÚM. 19-02058 | Edwin Carrelo Castro v. Merrill Lynch, Pierce, Fenner & Smith, Inc | |||
| Jeffrey Erez | FINRA NÚM. 20-00628 | Nelson Menda and Brenda Menda, Individually and as Trustees of the B and N Family Trust, Jim Taubenfeld and Moira Taubenfeld v. UBS Financial Services Inc. | MC-2020-63 | 10 de agosto de 2020 |
| FINRA NÚM. 16-02127 | Mariano Gonzalez Diez and Gladys Carbonell Mamery v. UBS Financial Services Incorporated of Puerto Rico, and UBS Financial Services Inc. | |||
| FINRA NÚM. 20-00816 | Nelson Menda v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| FINRA NÚM. 20-00856 | Nelson Menda and Brenda Menda v. Santander Securities LLC. | |||
| Leonel Peraza, Jr. | FINRA NÚM. 20-00628 | Nelson Menda and Brenda Menda, Individually and as Trustees of the B and N Family Trust, Jim Taubenfeld and Moira Taubenfeld v. UBS Financial Services Inc. | MC-2020-62 | 10 de agosto de 2020 |
| Leonel Peraza, Jr. | FINRA NÚM. 20-01009 | Cooperativa de Ahorro y Crédito Jayuya v. Wells Fargo Clearing Services, LLC. | MC-2020-61 | 10 de agosto de 2020 |
| Jacob H. Zamansky | FINRA NÚM. 19-03281 | Cooperativa de Ahorro y Crédito Jesús Obrero v. UBS Financial Services Incorporated of Puerto Rico | MC-2020-60 | 10 de agosto de 2020 |
| Sara Soto | FINRA NÚM. 20-01009 | Cooperativa de Ahorro y Crédito Jayuya, Inc. v. Wells Fargo Clearing Services, LLC. | MC-2020-59 | 10 de agosto de 2020 |
| Sara Soto | FINRA NÚM. 20-00628 | Nelson Menda and Brenda Menda, Individually and as Trustees of the B and N Family Trust, Jim Taubenfeld and Moira Taubenfeld v. UBS Financial Services Inc. | MC-2020-58 | 10 de agosto de 2020 |
| Molli Aliimau Tavita Masaniai | FINRA Núm. 19-02856 | Margie Katz v. UBS Financial Services, Inc. | MC-2020-57 | 10 de agosto de 2020 |
| Adam Kara-López | FINRA Núm. 18-02593 | East Group Restaurant Management, Inc. v. Oriental Financial Services, Corp. | MC-2020-55 | 10 de agosto de 2020 |
| Leonel Peraza, Jr. | FINRA Núm. 19-02243 | Meir Hurwitz v. Wells Fargo Clearing Services, LLC | MC-2020-53 | 10 de agosto de 2020 |
| Sara Soto | FINRA Núm. 19-02243 | Meir Hurwitz v. Wells Fargo Clearing Services, LLC | MC-2020-52 | 10 de agosto de 2020 |
| Sata Soto | FINRA Núm. 18-02863 | Vilma Corvison-del Prado, Viviana Del Prado and Vilma Del Prado, Individually and as Beneficiaries of the Michica International Co., Inc. Shareholders Retirement Plan v. UBS Financial Services Inc. | MC-2020-51 | 10 de agosto de 2020 |
| Sara D. Aguiniga | SJ2019CV13090 | Commonwealth of Puerto Rico v. Walgreens Boots Alliance, Inc., et al. | MC-2020-50 | 10 de agosto de 2020 |
| William Preston Martin | FINRA Núm. 19-02101 | Mariana Martínez Mattei v. Merrill Lynch, Pierce, Fenner & Smith Inc. | MC-2020-69 | 5 de Agosto de 2020 |
Julio
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
| Julie Wilson Portera | FINRA. Núm. 19-02181 | Guillermo Martinez Lopez, personally and on behalf of Guillermo Martinez Lopez UBS IRA Account and the Guillermo Martinez Lopez Traditional IRA, and Maria I. Hernandez Lopez, personally and on behalf the Maria I. Hernandez Lopez UBS IRA Account and the Maria Isabel Hernandez Lopez Traditional IRA v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico, UBS Trust Company of Puerto Rico | MC-2020-47 | 13 de julio de 2020 |
| FINRA Núm. 19-02349 | Carlos E. Chiques, and Tennants in Common with Carmen Ligia Amador v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02350 | Ángel Ortiz Ortiz, Ivonne Flores Ingles v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02410 | The Estate of William Vázquez Agrait, Rita Maria Vázquez Ruiz, Rosa Matilde Vázquez Ruiz, Fideicomiso Vázquez Ruiz v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02529 | Marta Paralitici Grau v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02451 | Alberto Toro Suarez v. UBS Financial Services, Inc. | |||
| FINRA. Núm. 19-02454 | Validation & Engineering/ Group, Inc. a/k/a V&EG, for its Retirement Plan v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02498 | Maria de las Mercedes Cobián García v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico | |||
| FINRA Núm. 19-02425 | Mario Edmundo Vélez Martínez v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02429 | Jose Julián Alvarez Gonzalez, individually, and Ricardo J. Alvarez, individually v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02456 | Frances Carlo Montalvo, individually and Fernando A. Gonzalez Diaz as tenants in common with Frances M. Vicent Carlo v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02668 | Wilson A. Lopez Rosa, Maribel Valázquez Velázquez v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico | |||
| FINRA Núm. 19-02800 | Crucita Mulero Astacio, Osvaldo Sandoval Mulero v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02860 | Elba Ramirez Acevedo as attorney in fact for Elba Acevedo Santana v. UBS Financial Services, Inc. | |||
| FINRA Núm. 19-02924 | Dr. Fidel de Frias Jimenez, individually and on behalf of the Retirement Plan Series 94-891 Target Benefit Plan v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico | |||
| FINRA Núm. 19-02942 | Edna M. Angeli v. UBS Financial Services Incorporated of Puerto Rico | |||
| FINRA Núm. 19-02987 | Maria I. Saldaña Santana, individually and on behalf of her IRA v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico, UBS Trust Company of Puerto Rico, | |||
| FINRA Núm. 19-03122 | Dr. Carlos M. del Valle, individually and for his IRA, and as tenant in common with Ina Jetter, Ina Jetter for her individual account and for her IRA, and Manuel G. del Valle Balaguer individually and for his IRA v. UBS Financial Services, Inc. | |||
| Edward Holmes Glenn, Jr. | FINRA Núm. 19-03323 | Cooperativa de Ahorro y Crédito Cupey Alto v. Merill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-45 | 13 de julio de 2020 |
| FINRA Núm. 20-00466 | Cooperativa de Ahorro y Crédito Pepiniana v. Santander Securities, LLC, | |||
| FINRA Núm. 20- 00460. | Cooperativa de Ahorro y Crédito Pepiniana v. Popular Securities, Inc. | |||
| August M. Iorio | FINRA Núm. 20-00488 | Cooperativa de Ahorro y Crédito Hormigueros Julio Oscar v. UBS Financial Services Incorporated of Puerto Rico | MC-2020-44 | 13 de julio de 2020 |
| Jeffrey Roger Sonn | FINRA Núm. 18-03636 | Inmobiliaria San Alberto, Inc., Doctors Center Hospital Bayamón, Inc., and Fideicomiso Blanco Bou v. Santander Securities, LLC, | MC-2020-42 | 13 de julio de 2020 |
| Sara Soto | FINRA. Núm. 19-02534 | Hiram Perez -Soto, Enid Perez- Soto, Arlene M. Valerias-Perez and Marisel Valerias-Perez, as Heirs to the Estate of Hiram I. Perez -Beltran v. UBS Financial Services, Inc. | MC-2020-41 | 13 de julio de 2020 |
| Richard Jon Davis | FINRA NÚM. 18-01656 | Ana Maria Mendez Campoamor et als. v. UBS Financial Services of Puerto Rico | MC-2020-23 | 13 de julio de 2020 |
Marzo
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
| Henry Salas | SJ2018CV10414 | Government of Puerto Rico v. Ford Motor Company, | MC-2020-48 | 12 de marzo de 2020 |
| Adolfo J. Anzola | FINRA NÚM. 18-03636 | Inmobiliaria San Alberto, et al. v. Santander Securities, LLC. | MC-2020-43 | 12 de marzo de 2020 |
| Raymond J. Rafool, II | DO2019RF0008 | Carson Mikel Hilbert, AKA Carson Ederle v. Justin Terence Ederle | MC-2020-33 | 12 de marzo de 2020 |
| Melissa C. Rodríguez | JAMS Ref. No. 1425031319 | Héctor Rivera Robles v. Toyota de Puerto Rico | MC-2020-28 | 12 de marzo de 2020 |
| Peter James Mougey | 19-2902 | Fernando Carreras Coello, et al. v. UBS Financial Services, Inc. | MC-2020-40 | 3 de marzo de 2020 |
| 19-03065 | José A. Cintrón Lugo, et al. v. UBS Financial Services, Inc. | |||
| 19-03178 | Manuel Ochoa Baldrich, et al. v. UBS Financial Services, Inc. | |||
| 19-03173 | Rubén Estepa Molina v. Santander Securities | |||
| 19-03177 | Edda Román Cordero, et al. v. UBS Financial Services, Inc. | |||
| 19-03196 | Lydia González v. UBS Financial Services, Inc. | |||
| 19-03645 | Lourdes Alvarado Landazyry v. UBS Financial Services, LLC | |||
| 20-00084 | Miguel A. Morales v. UBS Financial Services, et al. | |||
| Michael Carl Bixby | 19-2902 | Fernando Carreras Coello, et al. v. UBS Financial Services, Inc. | MC-2020-39 | 3 de marzo de 2020 |
| 19-03065 | José A. Cintrón Lugo, et al. v. UBS Financial Services, Inc. | |||
| 19-03178 | Manuel Ochoa Baldrich, et al. v. UBS Financial Services, Inc. | |||
| 19-03173 | Rubén Estepa Molina v. Santander Securities | |||
| 19-03177 | Edda Román Cordero, et al. v. UBS Financial Services, Inc. | |||
| 19-03196 | Lydia González v. UBS Financial Services, Inc. | |||
| 19-03645 | Lourdes Alvarado Landazyry v. UBS Financial Services, LLC | |||
| 20-00084 | Miguel A. Morales v. UBS Financial Services, et al. | |||
| Lance William Waters | 19-03832 | José Manuel La Comba v. UBS Financial Services Incorporated of Puerto Rico, et al. | MC-2020-37 | 3 de marzo de 2020 |
| Stephen R. Klaffky | 19-03807 | Marcos A. Ayala, et al. v. UBS Financial Services, Inc., et al. | MC-2020-36 | |
| 19-03281 | Cooperativa de Ahorro y Crédito Jesús Obrero v. UBS Financial Services Incorporated of Puerto Rico | |||
| 19-03836 | Carlos Vaillant, et al. v. UBS Financial Services Incorporated of Puerto Rico, et al. | |||
| Robert J. Dressel | 19-03837 | Pedro Hernández Fragela, et al. v. UBS Financial Services Incorporated of Puerto Rico, et al. | MC-2020-35 | 3 de marzo de 2020 |
| Viviana Helen Aldous | 19-03678 | Lenia Ortiz Zapata, et al. v. UBS Financial Services, Inc. | MC-2020-34 | 3 de marzo de 2020 |
| Tanya Sabrina Lambrechts | 19-02058 | Edwin Carrelo Castro v. Merrill Lynch, Pierce Fenner & Smith, Inc. | MC-2020-32 | 3 de marzo de 2020 |
| 19-01526 | The Estate of Leon Grosfoguel Gorodner, et al. v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| 17-01164 | Carmen Piñero-Umpierre, et al. v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | |||
| Rebecca E. Swenson | 18-02374 | Sonia Aponte Zeno v. UBS Financial Services, Inc. | MC-2020-31 | 3 de marzo de 2020 |
| 16-01755 | Las Piedras Construction Corp. et al. v. UBS Financial Services of Puerto Rico et als. | |||
| Ivan L. Hand, III | 19-02350 | Ángel Ortiz Ortiz et als. v. UBS Financial Services, Inc. | MC-2020-30 | 3 de marzo de 2020 |
| 19-02327 | Carlos J. Suárez et al. v. UBS Financial Services, Inc. et als. | |||
| 19-02498 | María de las Mercedes Cobián García v. UBS Financial Services, Inc. et als. | |||
| 19-02465 | Hipólita Rosado et als. v. UBS Financial Services Inc. | |||
| 19-02362 | María Martínez Rodríguez v. UBS Financial Services Inc. | |||
| 19-02490 | Eduardo R. Molinari v. UBS Financial Services Inc. | |||
| 19-02588 | Pedro Martínez Guadalupe et al. v. UBS Financial Services Inc. | |||
| 19-02793 | Irving Faccio Laboy et als. v. UBS Financial Services Inc. | |||
| 19-02933 | María Teresa Méndez Méndez v. UBS Financial Services, Inc. et als. | |||
| 19-03057 | Fondo de Ahorros en Fideicomiso Ángel Giusti v. UBS Financial Services, Inc. et als. | |||
| William Bryan Young, Jr. | 20-00265 | Luis I. López Rivera, et al. v. Oriental Financial Services, Corp. | MC-2020-29 | 3 de marzo de 2020 |
| 20-00267 | Gloria E. Sánchez, et al. v. Oriental Financial Services, Corp. | |||
| 20-00160 | Valeriano Román Román, et al. v. Oriental Financial Services, Corp. | |||
| 20-00166 | Luis Dávila González, et al. v. Oriental Financial Services, Corp. | |||
| 20-00138 | Luciano Arroyo Figueroa, et al. v. Oriental Financial Services, Corp. | |||
| 20-00142 | Luis R. Castro Morales v. Oriental Financial Services, Corp. | |||
| 19-03055 | Ivette Martinez v. Oriental Financial Services, Corp. | |||
| 19-03017 | Heriberto Garcia Arroyo v. Oriental Financial Services, Corp. | |||
| 19-01148 | Ceferino González Algarino, et al. v. Oriental Financial Services, Corp. | |||
| 19-00595 | Edna Refojos v. Oriental Financial Services, Corp. | |||
| 19-00898 | Milagros Lebrón Fornes, et al. v. Oriental Financial Services, Corp. | |||
| 18-04160 | Federico Fuxa Hernández, et al. v. Oriental Financial Services, Corp. | |||
| Adolfo J. Anzola | 19-01214 | Isabel Alvarado et al. v. UBS Financial Services, Inc. | MC-2020-27 | 3 de marzo de 2020 |
| 19-00729 | Lester Inserni Huertas v. UBS Financial Services Inc. | |||
| Nathan W. Lamb | 19-01208 | Ángel A. Rodríguez González v. Popular Securities, LLC | MC-2020-25 | 3 de marzo de 2020 |
Febrero
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
| Katelyn Hayes Wilson | FINRA 18-03373 | Carisalagen Investment, Inc. v. UBS Financial Services Incorporated of Puerto Rico; UBS Financial Services, Inc. | MC-2020-38 | 26 de febrero de 2020 |
| Scott Lance Silver | FINRA 19-02942 | Edna M. Angeli v. UBS Financial Services, Inc. of Puerto Rico | MC-2020-22 | 20 de febrero de 2020 |
| FINRA 19-03016 | Erica Maria Arzat Velazco v. Oriental Financial Services, Corp. | |||
| FINRA 19-02943 | Manuel García-Malatrasi v. UBS Financial Services, Inc. of Puerto Rico | |||
| FINRA 19-02412 | Cándida Serrano López as the widow of Anastacio Alicea Almodovar v. Santander Securities, LLC | |||
| Richard J. Davis | FINRA 19-00779 | Ana D. Díaz, et al. v. UBS Financial Services, Incorporated of Puerto Rico, et al. | MC-2020-21 | 20 de febrero de 2020 |
| FINRA 19-01214 | Isabel Alvarado, et al. v. UBS Financial Services, Inc. | |||
| FINRA 19-01201 | Gloria Morillo Cabán v. UBS Financial Services, Inc. | |||
| FINRA 18-04083 | Refricentro, Inc. v. UBS Financial Services Incorporated of Puerto Rico, et al. | |||
| Kathryn Roe Eldridge | FINRA 19-02652 | Carlos Galloza Negrón, et al. v. UBS Financial Services, Inc., et al. | MC-2020-18 | 20 de febrero de2020 |
| FINRA 19-02794 | Angel Pont Colón, et al. v. UBS Financial Services, Inc. | |||
| FINRA 19-02793 | Irving Facio Laboy, et al. v. UBS Financial Services, Inc. | |||
| FINRA 19-02925 | Zahira Elena Andújar López, et al. v. UBS Financial Services, Inc., et al. | |||
| FINRA 19-02972 | Marisol Vicenty Luyando, et al. v. UBS Financial Services, Inc., et al. | |||
| FINRA 19-02933 | Maria Teresa Méndez Méndez v. UBS Financial Services, Inc., et al. | |||
| FINRA 19-02930 | Emilio H. Dávila Seijo, et al. v. UBS Financial Services, Inc., et al. | |||
| FINRA 19-03178 | Manuel Ochoa Baldrich, et al. v. UBS Financial Services, Inc. | |||
| FINRA 19-02121 | Irma de la Cruz, et al. v. UBS Financial Services, Inc. | |||
| FINRA 19-03433 | Rosa González Colomer, et al. v. UBS Financial Services, Inc., et al. | |||
| Heidi Elizabeth VonderHeide | FINRA 19-02140 | Rafael Montalvo Rousset, et al. v. Popular Securities, LLC | MC-2020-26 | 18 de febrero de 2020 |
| FINRA 19-02293 | Miriam D. Flores de Velázquez v. Popular Securities, LLC | |||
| Christopher Bouchoux | FINRA 18-00404 | Tania Carvajal, et al. v. UBS Financial Services, Inc. | MC-2020-24 | 18 de febrero de 2020 |
| Kevin Paul Shea, Jr. | FINRA 18-03233 | Sandra González v. UBS Financial Services, Inc. | MC-2020-19 | 18 de febrero de 2020 |
| David Ira Ackerman | SJ2018CV03958 | Commonwealth of Puerto Rico v. Cardinal Health, Inc., et al. | MC-2020-10 | 18 de febrero de 2020 |
| Sarah Lane Huff | JAMS Ref. No. 1425031319 | Héctor Rivera Robles v. Toyota de Puerto Rico, Corp. | MC-2020-04 | 18 de febrero de 2020 |
| Jacquelyn E. Fradette | CEPR-AP-2018-0001 | In re: Review of the Puerto Rico Electric Power Authority Integrated Resource Plan | MC-2020-20 | 3 de febrero de 2020 |
| Carl Stanley Burkkalter | FINRA 19-01710 | Elaine Mulet Hocking v. UBS Financial Services, Inc. | MC-2020-16 | 3 de febrero de 2020 |
| FINRA 19-01950 | Jorge A. Ramos v. UBS Financial Services, Inc. | |||
| FINRA 19-02448 | José F. Morales Quiñones, individually, and Celia J. Morales Quiñones, individually v. UBS Financial Services, Inc. | |||
| FINRA 19-02943 | Manuel García-Malatrasi v. UBS Financial Services, Inc. of Puerto Rico | |||
| Jeffrey Erez | FINRA 17-00549 | Fernández Pérez v. UBS Financial Services, Inc., UBS Financial Services, Inc. of Puerto Rico and UBS Trust Company of Puerto Rico | MC-2020-012 | 3 de febrero de 2020 |
Enero
| NOMBRE DEL ABOGADO |
NÚMERO DEL CASO | PARTES | NÚMERO DE SOLICITUD |
FECHA DE LA RESOLUCIÓN |
| Anthony Joseph Badway | FINRA 17-02112 | Antonio Bisono Cruz y Carmen L. Rodríguez Luna, Inquilinos en Común v. Santander Securities LLC | MC-2019-459 | 31 de enero de 2020 |
| Steven Duane Toskes | FINRA 17-02112 | Antonio Bisono Cruz y Carmen L. Rodríguez Luna, Inquilinos en Común v. Santander Securities, LLC | MC-2019-458 | 31 de enero de 2020 |
| Molli Aliimau Tavita Masaniai | FINRA 19-02745 | Teresita de Jesús Avilés Valle, et al. v. UBS Financial Services, Inc. | MC-2020-003 | 29 de enero de 2020 |
| FINRA 19-02925 | Zahira Elena Andújar López, et al. v. UBS Financial Services, Inc., et al. | |||
| FINRA 19-12987 | Arnaldo María I. Saldaña Santana, et al. v. UBS Financial Services, Inc., et al. | |||
| FINRA 19-02444 | Luis Cintrón Gaztambide v. UBS Financial Services, Inc. | |||
| Jonathan Jason Brennan | FINRA 19-03084 | Sonia M. Corujo Rivera, et al. v. UBS Financial Services, Inc. | MC-2020-002 | 29 de enero de 2020 |
| FINRA 19-03076 | Melissa E. Maldonado Solano v. UBS Financial Services Incorporated of Puerto Rico, et al. | |||
| FINRA 19-03225 | Carlos A. Tomassini Ramírez v. UBS Financial Services, Inc. | |||
| Thomas Michael Keiffer | SJ2019CV12037 | Eagle Eye Disaster Relief, LLC v. Excel Contractors, LLC, f/k/a Excel Contractors, Inc. | MC-2019-463 | 29 de enero de 2020 |
| Samuel B. Boxerman | CEPR-AP-2018-0001 | In re: Revisión del Plan Integrado de Recursos de la Autoridad de Energía Eléctrica de Puerto Rico | MC-2020-014 | 28 de enero de 2020 |
| Benjamin Milton Mundel | CEPR-AP-2018-0001 | In re: Revisión del Plan Integrado de Recursos de la Autoridad de Energía Eléctrica de Puerto Rico | MC-2020-013 | 28 de enero de 2020 |
| William Scott Greco | FINRA 15-02646 | José Luis Esparza, et al. v. Oriental Bank and Oriental Financial Services Corp. | MC-2020-011 | 28 de enero de 2020 |
| Tanya Sabrina Lambrechts | FINRA 19-03323 | Cooperativa de Ahorro Y Crédito Cupey Alto v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-008 | 28 de enero de 2020 |
| Kathryn Burfitt Rockwood | FINRA 19-03277 | Gladys Torres-Vega v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-007 | 28 de enero de 2020 |
| Keith Olin | FINRA 19-03323 | Cooperativa De Ahorro y Crédito Cupey Alto v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2020-006 | 28 de enero de 2020 |
| Lawrence Elliott Fenster | FINRA 15-03100 | María T. Medina de Aguayo, et al. v. UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico | MC-2020-005 | 28 de enero de 2020 |
| Grace Jackson Posey | FINRA 19-02924 | Dr. Fidel de Frías Jiménez, et al. v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico | MC-2020-001 | 28 de enero de 2020 |
| FINRA 19-02948 | Zoraida R. Rivera Rondón v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico | |||
| FINRA 19-02930 | Emilio H. Dávila Seijo, et al. v. UBS Financial Services, Inc., UBS Financial Services Incorporated of Puerto Rico | |||
| Leonel Peraza, Jr. | FINRA 19-02534 | Hiram Pérez-Soto, et al. v. UBS Financial Services, Inc. | MC-2019-480 | 28 de enero de 2020 |
| Jamie Lauren Burger | FINRA 19-03065 | José A. Cintrón Lugo, et al. v. UBS Financial Services, Inc. | MC-2019-479 | 28 de enero de 2020 |
| FINRA 19-03223 | Rafael Marichal Lloveras v. UBS Financial Services Incorporated of Puerto Rico | |||
| Raghava Murthy | CEPR-AP-2018-0001 | Autoridad de Energía Eléctrica de Puerto Rico; Local Enviromental Org. | MC-2019-471 | 28 de enero de 2020 |
| Jordan Alexander Luebkemann | CEPR-AP-2018-0001 | Autoridad de Energía Eléctrica de Puerto Rico; Local Enviromental Org. | MC-2019-470 | 28 de enero de 2020 |
| Stephen R. Klaffky | FINRA 19-03176 | Rafael Bouet v. UBS Financial Services, Inc. | MC-2019-478 | 15 de enero de 2020 |
| FINRA 19-03146 | The Estate of Enrique Santiago, et al. v. UBS Financial Services Incorporated of Puerto Rico | |||
| Peter James Mougey | FINRA 16-01863 | Mildred Segarra Boerman, et al. v. UBS Financial Services, Inc. of Puerto Rico | MC-2019-477 | 15 de enero de 2020 |
| Carling Tran Nguyen | FINRA 19-01516 | José W. Cartagena v. UBS Financial Services, Inc., et al. | MC-2019-468 | 15 de enero de 2020 |
| FINRA 19-01617 | Hilda O. Cartagena v. UBS Financial Services, Inc. of Puerto Rico, et al. | |||
| FINRA 19-02104 | Felipa Díaz Santini v. UBS Financial Services, Inc. et al. | |||
| FINRA 19-02410 | The Estate of William Vázquez Agrait, et al. v. UBS Financial Services Inc. | |||
| Michael C. Bixby | FINRA 16-02443 | Samuel Alvarado v. Oriental Financial Services Corp., et al. | MC-2019-464 | 15 de enero de 2020 |
| FINRA 16-02444 | Jorge Figueroa Ramos v. UBS Financial Services of Puerto Rico, Inc., et al. | |||
| FINRA 18-01449 | Ovidio Buxó v. Oriental Financial Services, Corp., et al. | |||
| FINRA 17-01145 | Ediberto González v. Oriental Financial Services, Corp. | |||
| Robert Wayne Pearce | FINRA 18-02709 | Héctor M. Nevares v. UBS Financial Services Incorporated of Puerto Rico | MC-2019-462 | 15 de enero de 2020 |
| Steven Duane Toskes | FINRA 17-02692 | Dr. Juan Fernández Gutiérrez, et al. v. Santander Securities, LLC | MC-2019-457 | 15 de enero de 2020 |
| FINRA 18-02352 | Dr. José R. Portilla, et al. v. Santander Securities, LLC | |||
| Jonathan Cary Schwartz | FINRA 19-03081 | Miguel Marrero Santiago y Carmen Quiñones Nunci v. Merrill Lynch, Pierce, Fenner & Smith, Inc. | MC-2019-445 | 15 de enero de 2020 |